RAW Compliance Certifications and Diplomas
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Every RAW Certification and Diploma equips you with an understanding of the regulatory environment, practical application, product risk typologies, and knowledge on how to create and enhance a supporting compliance risk framework for your entity. It is also designed to evoke new ways of thinking on control creation to drive innovation.
How are we different from other providers? Our courses are developed by and delivered by compliance officers who have worked in the industry, understand the products, and understand the risks. They have worked with multiple regulators across the financial industry worldwide, in a wide variety of products and services, and have been involved in the front to end build of control frameworks, in addition to managing remediation and enforcement actions. Each of our trainers has challenged the status quo of control framework design to drive innovation. The RAW Compliance Certifications and Diplomas are fully interactive focused on 4 key delivery methods: 1. Theory 2. Real Life examples 3. Case studies 4. Practical application Scroll to the bottom of the page for Frequently Asked Questions (FAQ) |
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Diploma Overview
Each diploma is an in-depth 12 week course released at the beginning of each new week over a virtual classroom facilitating across all time zones. Teaching videos, interactive teaching sessions and quizzes, and reading materials are all provided, and participants are encourage to collaborate through the virtual platforms provided. There is also an interactive chat room for all members across the world which we encourage you to use not use to discuss the topics nbut expand our network. It can be completed fully online, in your own time and at your own pace. Graded submissions are required at the end of each week to demonstrate ongoing learning and evolving understanding of the subject and its practical application into an operational compliance framework. |
Certification Overview
The RAW Certifications are designed to introduce you to a key areas within compliance. They are designed to equip you with the ability to apply the new found learnings on the key areas into your compliance framework on completion of the certification. They are not as in-depth as the diploma courses but give you a good grounding in he subject matter. The sessions are designed to be fully interactive. These can be either: a. virtual (taken in your own time approx. 3hrs per week over 4 weeks) or b. virtual classroom (2 hours per week over 4 weeks) plus assignments in your own time. Certifications are provided together with reading materials, and an end of course 2000 word essay submission which is used to drive and evoke innovation. There is an option for the top submission(s) to be (with author approval) also be published as articles by various media outlets. |
In this certification we break down Decentralized Finance (DeFi) and provide you with a comprehensive understanding of crypto products and corresponding regulatory regimes.
Price: $499 USD
One of the biggest challenges in implementing todays AML control framework is having a workable, effective and efficient Transaction
Monitoring system in place which targets typologies and behaviors. Sustainability is also key, with frameworks designed with the the agility to evolve with client and product changes. This certification aims to give you the skill sets to understand how to build from bottom up a Transaction Monitoring system for your business, including implementation of new and evolving technology including AI to support automation. Price: TBC
Conflicts of interest (COI) are nothing new to Compliance Officers. COI are considered a form of corruption which means compliance officers have the responsibility to detect, address, and track any instances of such corruption.
Generally comes in three basic types: 1. Conflict with the self, 2. Conflict with others, 3. Conflict with the organization Its not always black and white, nut there are ways we can detect them and put in place proactive workable solutions and controls for your engagement - lead by people from our industry who have build these controls across multiple firms and also understand the real challenges. Price: TBC
If you want to build the right culture and employee code of practice it starts with the right Human Resources infrastructure.
Partnering with industry expert partners we will walk you through the development and creation of the most optimal Human Resources framework for your culture, organization and optimal resourcing models together with automation. The aim is to quip you with the abilities to ensure not only a complete cost effective HR framework but also one that is sustainable and agile to your business development and evolving product and services needs. Price: TBC
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This certification covers the global Anti-Money Laundering regulatory regimes, including extras territorial impacts. It covers AML risk framework build including client on-boarding requirements, Know Your Customer process application, screening, on-going obligations and monitoring.
Price: TBC
Implementing an effective Know Your Customer (KYC) framework is essential for a successful AML Control framework.
In this certification we will teach you how to design, build and implement a fully operational KYC onboarding and ongoing client screening and monitoring programme. The certification will also include a full break down of Customer Due Diligence (CDD) requirements by client types and products, and address jurisdictional regulatory differences. Price: TBC
In a good compliance culture, compliance is a focus of management and is integral to company operations. An organization with a strong compliance culture has a general awareness of compliance best practices and the risks associated with non-compliance.
But is this an utopian? Bringing in industry experts including behavioral psychologists, we will examine in the course how culture can be defined and developed, including reviewing and restructuring employee incentivization's programs. A course not to be missed, focusing on behavior psychology, value drivers, and ESG on how we can make making credible change. Price: TBC
The Maritime Industry, including marine transportation and seaports is a critical part of the economy of individual countries. Maritime shipping requires vessels to move cargo through a series of handlers and global jurisdictions. The complexity of that process affords criminals the possibility of concealing their identities, altering or disguising shipping information or exploiting administrative disparities between countries, in order to evade sanctions and AML/CFT measures.
Partnering with industry experts we will discuss TBML and Maritime Sanction Risk, Understanding the Risk in Your Book & How to Achieve Effective Monitoring and Surveillance. Price: TBC
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Building a Compliance Framework to support your business does not start at the creation of a policy - its starts with technology. This certification breaks down the complexity of building a holistic compliance risk framework, including making the controls operational in an effective and efficient manner, and how to ensure sustainability and agility.
Price: TBC
Organizations are becoming more vulnerable to cyber threats due to the increasing reliance on computers, networks, programs, social media and data globally. Data breaches, a common cyber attack, have massive negative business impact and often arise from insufficiently protected data.
To support intelligent tools and security programs to reduce organization's cyber risk and highlight potential attack surfaces, we need innovative and agile people to bring these frameworks to life. This certification will help you to assess risks within your environment and understand the requirements needed to create a supporting agile security program. Price: TBC
Fraud exist in financial insertions in multiple ways and types of evets.
In our certification we will focus on providing you with strong authentication skill sets, clarifying the value of monitoring and mitigating risks, whilst keeping the customer at the forefront. We will explore the various impacts from processes affecting the customer, internal fraud typologies, and readiness to protect for potential cyber-attacks. Price: TBC
This certification will explore the building a crypto compliance framework- where to start and what is expected from compliance.
We will cover the compliance officer skill sets needed, the gaps in crypto firms compliance frameworks, the controls needed to build into a compliance framework, how to build a governance framework, reporting and assessments and the need for technology. Price: TBC
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Frequently Asked Questions (FAQ)
1. Do RAW training require you to have previous experience? No. All our courses start at the basics. That is deliberate by us because we believe its important to go over the foundations (and refresh for others) to build on new learnings. Innovation could arise just from that small piece of the foundation you haven't thought about for a while. If there are aspects of our courses that are too advanced and you feel need further explanation talk to us and we will work with you to not only enhance the course going forward but to help you in the present. 2. How does the scheduling work? We provide a majority of our learnings as Virtual Courses . Once signed up you take the courses at your own space in your own time were they are through the virtual RAW Compliance HUB. Diploma The Diploma courses for example are released each week over a 12 week period and should take you approx. 2-3 hours per week of reading, studying and assignment completion. Certification These can be either: a. virtual (taken in your own time approx. 3hrs per week over 4 weeks) or b. virtual classroom (2 hours per week over 4 weeks) plus assignments in your own time. Masterclasses These will be rolled out in a virtual classroom environment which are 4-6 sessions 2hours each. 101 Training These are short 3-10 minute videos you can watch anytime, anywhere. Where they are completed via the RAW Compliance HUB a certification will be issued on completion of a case study and multiple choice test. 3. What are the courses' format? Format depends on course chosen as above and more details can be provided on request via email to info@rawcompliance.com. 4. What is the pricing model? This can be found for each course in the RAW Compliance HUB. WE have as per our commitment to removing financial barriers worked on keeping this as low as possible, and some materials such as 101 trainings will continue to be provided for free. 5. Do you get a certificate at finishing the training? Yes certificates will be provided where the training is completed through the RAW Training HUB and requirements of the course met which vary by course e.g. case study, multiple choice, and assignments have been completed. 6. How long does the training last? Depends on the course as above 7. Is the training in groups or individual? Whilst a majority of our courses are virtual that doesn't stop group learning. There is, and you are encouraged, to join a breakout session online and interact and ask questions and discuss the weekly assignments within the group. This will not be taken into consideration in overall grading, but your participation and contribution to the group should be used to its max as a networking opportunity. |
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