Coming Soon
One of the biggest challenges in implementing todays AML control framework is having a workable, effective and efficient Transaction
Monitoring system in place which targets typologies and behaviors. Sustainability is also key, with frameworks designed with the the agility to evolve with client and product changes. This certification aims to give you the skill sets to understand how to build from bottom up a Transaction Monitoring system for your business, including implementation of new and evolving technology including AI to support automation. Price: TBC
Conflicts of interest (COI) are nothing new to Compliance Officers. COI are considered a form of corruption which means compliance officers have the responsibility to detect, address, and track any instances of such corruption.
Generally comes in three basic types: 1. Conflict with the self, 2. Conflict with others, 3. Conflict with the organization Its not always black and white, nut there are ways we can detect them and put in place proactive workable solutions and controls for your engagement - lead by people from our industry who have build these controls across multiple firms and also understand the real challenges. Price: TBC
If you want to build the right culture and employee code of practice it starts with the right Human Resources infrastructure.
Partnering with industry expert partners we will walk you through the development and creation of the most optimal Human Resources framework for your culture, organization and optimal resourcing models together with automation. The aim is to quip you with the abilities to ensure not only a complete cost effective HR framework but also one that is sustainable and agile to your business development and evolving product and services needs. Price: TBC
This certification will explore the building a crypto compliance framework- where to start and what is expected from compliance.
We will cover the compliance officer skill sets needed, the gaps in crypto firms compliance frameworks, the controls needed to build into a compliance framework, how to build a governance framework, reporting and assessments and the need for technology. Price: TBC
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Implementing an effective Know Your Customer (KYC) framework is essential for a successful AML Control framework.
In this certification we will teach you how to design, build and implement a fully operational KYC onboarding and ongoing client screening and monitoring programme. The certification will also include a full break down of Customer Due Diligence (CDD) requirements by client types and products, and address jurisdictional regulatory differences. Price: TBC
In a good compliance culture, compliance is a focus of management and is integral to company operations. An organization with a strong compliance culture has a general awareness of compliance best practices and the risks associated with non-compliance.
But is this an utopian? Bringing in industry experts including behavioral psychologists, we will examine in the course how culture can be defined and developed, including reviewing and restructuring employee incentivization's programs. A course not to be missed, focusing on behavior psychology, value drivers, and ESG on how we can make making credible change. Price: TBC
The Maritime Industry, including marine transportation and seaports is a critical part of the economy of individual countries. Maritime shipping requires vessels to move cargo through a series of handlers and global jurisdictions. The complexity of that process affords criminals the possibility of concealing their identities, altering or disguising shipping information or exploiting administrative disparities between countries, in order to evade sanctions and AML/CFT measures.
Partnering with industry experts we will discuss TBML and Maritime Sanction Risk, Understanding the Risk in Your Book & How to Achieve Effective Monitoring and Surveillance. Price: TBC
Data Protection CertificationMore information coming soon
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Building a Compliance Framework to support your business does not start at the creation of a policy - its starts with technology. This certification breaks down the complexity of building a holistic compliance risk framework, including making the controls operational in an effective and efficient manner, and how to ensure sustainability and agility.
Price: TBC
Organizations are becoming more vulnerable to cyber threats due to the increasing reliance on computers, networks, programs, social media and data globally. Data breaches, a common cyber attack, have massive negative business impact and often arise from insufficiently protected data.
To support intelligent tools and security programs to reduce organization's cyber risk and highlight potential attack surfaces, we need innovative and agile people to bring these frameworks to life. This certification will help you to assess risks within your environment and understand the requirements needed to create a supporting agile security program. Price: TBC
Fraud exist in financial insertions in multiple ways and types of evets.
In our certification we will focus on providing you with strong authentication skill sets, clarifying the value of monitoring and mitigating risks, whilst keeping the customer at the forefront. We will explore the various impacts from processes affecting the customer, internal fraud typologies, and readiness to protect for potential cyber-attacks. Price: TBC
Modern Day Slavery CertificationMore information coming soon
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Maritime Dark Activity CertificationMore information coming soon
Compliance Assurance Programme Certification
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Market Abuse Certification
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AML Enterprise Risk Assessment CertificationMore information coming soon
Understanding Digital Assets Certification
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