Deconstruction of a Financial Crime: Jeffrey Epstein and Deutsche BankA deconstruction of the Jeffrey Epstein account with 3 key questions:
1. What behaviours allowed this to happen? 2. Could this still happen on your watch? 3. What critical lessons can we learn from this case? |
Deconstruction of a Financial Crime: WirecardThis webinar explored the recent revelations of accounting fraud at Wirecard and the subsequent arrest of its CEO, and answered a number of big questions, including how it managed to go undetected and what can be done to make sure this never happens again.
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Deconstruction of a Financial Crime: The FinCEN LeakThis webinar explored the impact of the FinCEN files leak and how they could be used in our combat against financial crime. We discussed whether the leak indicated that financial institutions are not doing enough to deter financial crime, as well as if the leak gave confidence that our Anti-Money Laundering (AML) controls are working and so much more!
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The Money Laundering Red Flag Series: Modern Day Slavery - Understanding TypologiesAt times when we discuss Financial Crime, we lose sight of the fact that there is a real human cost, including Human Trafficking and Modern Slavery. Unfortunately, this is all around us, but often just out of sight.
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Trade Finance WebinarAre we mitigating Anti-Money Laundering (AML) risk in Trade Finance?
Why is it so complicated? |
3 Lines of Implied DefenseIn this webinar we explored the recent IIA modifications to the 3 Lines Model and discussed what impact this will have on existing risk management frameworks, and whether the changes will create the realignment of risk ownership and accountability or create more uncertainty and vulnerability.
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The Cost of Compliance and The Future Compliance OfficerThe True Cost of Financial Crime Compliance Study, projected the cost of financial crime compliance at $42 billion across U.S. and Canadian financial firms this year.
Are these the necessary cost of compliance, or is money being thrown at trying to fix broken risk controls and frameworks? |
Webinar: Sanctions- Is Compliance Still Manageable?We have seen over the past few years thousands of sanction changes – the US alone issuing just over 3,500 in a four year period. Adapting the systems and knowledge of compliance teams to these changes has been an ongoing challenge.
The question now is whether compliance is still manageable or are the ongoing political and economic sanction regimes causing increasing confusion and disrupting global operations? |
The Money Laundering Red Flag Series: Illicit Wildlife TradeThe illegal wildlife trade (IWT) is a major transnational organised crime, which generates billions of criminal proceeds each year.
This webinar brought together key players in both public and private sectors to share their experience on success stories in IWT and different approaches to identify commercial and financial red flags and combat illicit wildlife trade. |
AI and Transaction Monitoring
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Culture of Compliance- Why are we Getting it Wrong?We have been seeing much more that regulatory enforcement actions are focused not on failure in risk mitigation, but rather on why the existing culture contributed to the risk occurring.
In addition, there has been increasing calls that CSR and ESG policy needs to be interwoven into risk mitigation and product offerings. The question is with profits at the core of "business success", is the incentive there for banks to do the right thing? |
The Skill Sets of a Compliance OfficerWhat does it take to be a Compliance Officer?
That is the 50 million dollar question.... The roles and responsibilities of compliance officers are increasingly diverse, and the types of roles and technical skill sets needed have grown beyond anything we could have ever imagined. |
